Bernard H. Robertson

HACKETT ROBERTSON TOBE GROUP

NEW ORLEANS, LA 70122

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CRD#: 4875947

Professional summary

Bernard Hawkins Robertson III, who also goes by Bernard H Robertson III, Bernard H. Robertson III, Bernard Hawkins Robertson, Bernard H Robertson Iii, Bernard Hawkins Robertson Iii Iii, is a registered financial advisor currently at HACKETT ROBERTSON TOBE GROUP located in New Orleans, Louisiana.

Bernard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Bernard has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bernard H Robertson Iii | Bernard H. Robertson Iii | Bernard Hawkins Robertson | Bernard H Robertson Iii | Bernard Hawkins Robertson Iii Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ROBERTSON WEALTH ADVISORS, LLC ADDRESS: New Orleans, LA NATURE OF THE BUSINESS: SUPPORT COMPANY/DBA (OWNER) SUPPORT COMPANY/DBA (OWNER) INVESTMENT RELATED:NO START DATE: 01/01/2014 HOURS PER MONTH 0 HOURS PER MONTH DURING TRADING HOURS: 0 OWNER OF THE SUPPORT COMPANY. Red Bean Oz Fund, LLC; investment-related? Yes; 650 Poydras Street, Suite 1400 New Orleans, LA 70130; Multi asset impact & opportunity zone fund; HRT is the manager of the fund; Aug 1, 2019; approximate number of hours/month you devote to the other business. Estimated to be 30- 40 hours per month; The number of hours you devote to the other business during securities trading hours. Estimated to be 30- 40 hours per month; As a consultant with HRT, I will participate in providing experienced investment and technical and development assistance. Team focuses on South Louisiana opportunities in low wealth, distressed or formerly overlooked communities. Our team will seek to create investment opportunities through due diligence, technical assistance to enhance operational performance or strategic real estate development account. We look for opportunities that are neighborhood centric, mixed-income and entrepreneur-driven. Impact investments are hoped to be transformative, building wealth and equity. We look for investment opportunities that offer both a venture capital investment with a significant real estate component for risk mitigation - a holistic approach.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Hawkins Robertson III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2019 - Present

HACKETT ROBERTSON TOBE GROUP

Office #1: 2021 Lakeshore Drive Suite 200, New Orleans, LA 70122

RIA

CRD#: 304638

NEW ORLEANS, LA

Past

January 31, 2014 - August 2, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

NEW ORLEANS, LA

Past

December 9, 2013 - August 2, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NEW ORLEANS, LA

Past

March 13, 2013 - December 17, 2013

FFC CAPITAL ADVISORS, LLC

CRD#: 149179

NEW ORLEANS, LA

Past

February 11, 2013 - January 6, 2014

FFC CAPITAL MANAGEMENT

RIA

CRD#: 113205

NEW ORLEANS, LA

Past

August 15, 2008 - February 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW ORLEANS, LA

Past

August 15, 2008 - February 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW ORLEANS, LA

Past

February 21, 2006 - September 4, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW ORLEANS, LA

Past

January 28, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HACKETT ROBERTSON TOBE GROUP

HACKETT ROBERTSON GROUP | THE HACKETT GROUP, LLC | THE HACKETT GROUP LLC | HACKETT ROBERTSON TOBE GROUP

CRD#: 304638 / SEC#: 801-117295

RIA

Registered Investment Advisory firm - (7/30/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/5/2019)

IAR

Texas
(9/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2005

General Securities Representative Examination

Current Firm

HACKETT ROBERTSON TOBE GROUP

HACKETT ROBERTSON GROUP | THE HACKETT GROUP, LLC | THE HACKETT GROUP LLC | HACKETT ROBERTSON TOBE GROUP

CRD#: 304638 / SEC#: 801-117295

RIA

Registered Investment Advisory firm - (7/30/2019 Approved)

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Contact information

Main Address

2021 Lakeshore Drive Suite 200, New Orleans, LA 70122

Mailing Address

Phone number

(504) 603-0246

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (5/16/2025)

ADV PART 2A-THE HACKETT ROBERTSON TOBE GROUP (5/16/2025)

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 380,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Bernard H. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bernard Hawkins Robertson III's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

FFC CAPITAL ADVISORS, LLC

FFC CAPITAL MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

HACKETT ROBERTSON TOBE GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2005

SIE

Date: 10/1/2018

Series 7

Date: 1/27/2005

Current Firm

HACKETT ROBERTSON TOBE GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HACKETT ROBERTSON TOBE GROUP

TRUST BUT VERIFY

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