Bernard H. Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Hawkins Robertson III, who also goes by Bernard H Robertson III, Bernard H. Robertson III, Bernard Hawkins Robertson, Bernard H Robertson Iii, Bernard Hawkins Robertson Iii Iii, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 2005. Bernard had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2019 - December 31, 2025
HACKETT ROBERTSON TOBE GROUP
January 31, 2014 - August 2, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 9, 2013 - August 2, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 13, 2013 - December 17, 2013
FFC CAPITAL ADVISORS, LLC
February 11, 2013 - January 6, 2014
FFC CAPITAL MANAGEMENT
August 15, 2008 - February 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2008 - February 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 21, 2006 - September 4, 2008
CITIGROUP GLOBAL MARKETS INC.
January 28, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
Primary Firm SEC Registration
HACKETT ROBERTSON TOBE GROUP
CRD#: 304638 / SEC#: 801-117295
State Registrations and Notice Filings
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Exams
Current Firm
HACKETT ROBERTSON TOBE GROUP
CRD#: 304638 / SEC#: 801-117295
Contact information
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 380,000,000 |
Red Flags
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