Margaux H. Roth
Professional summary
Margaux Hennessey Roth, CFP®, who also goes by Margaux Greene Hennessey, is a registered financial advisor currently at MATTER FAMILY OFFICE located in Clayton, Missouri.
Margaux is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Margaux has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Margaux Hennessey Roth's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
August 13, 2019 - Present
MATTER FAMILY OFFICE
Office #1: 7711 Bonhomme Avenue Suite 400, Clayton, MO 63105April 13, 2005 - February 12, 2010
EDWARD JONES
Primary Firm SEC Registration
MATTER FAMILY OFFICE
CRD#: 106806 / SEC#: 801-37738
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/13/2019)
(8/13/2019)
(8/13/2019)
(8/13/2019)
(8/13/2019)
Exams
Current Firm
MATTER FAMILY OFFICE
CRD#: 106806 / SEC#: 801-37738
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,603 |
| AUM (Assets Under Management) | $ 3,545,783,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 09/20/2024 | ||
| 08/11/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
MATTER FAMILY OFFICE
CRD#: 106806Clayton, MO 63105TRUST BUT VERIFY
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