Nicholas J. Labella
Professional summary
Nicholas J Labella, who also goes by Nicholas Joseph Labella III, Nicholas Joseph Labella, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Hampton Bays, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2006. Nicholas has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas J Labella's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2025 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 17 W Montauk Hwy, Hampton Bays, NY 11946-4001January 27, 2025 - January 30, 2025
STATE FARM VP MANAGEMENT CORP.
April 11, 2013 - May 7, 2014
SIGNATOR INVESTORS, INC.
March 1, 2006 - May 23, 2011
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2025)
Exams
Series 6TO
Date: 1/27/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Hampton Bays, NY 11946-4001TRUST BUT VERIFY
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