Krista Mayhew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Krista Mayhew, who also goes by Krista Diane Mcnall, Krista Mcnall, Krista Diane Wilson, Krista Wilson, was a registered financial professional .
Krista is a previously registered financial professional and started their career in finance in 2006. Krista had worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2026 - June 26, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 23, 2026 - June 26, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 16, 2024 - March 3, 2026
MML INVESTORS SERVICES, LLC
September 10, 2024 - March 3, 2026
MML INVESTORS SERVICES, LLC
August 15, 2022 - August 13, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 15, 2022 - August 13, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 22, 2022 - June 2, 2022
MARINER ADVISOR NETWORK
February 18, 2022 - June 27, 2022
LPL FINANCIAL LLC
December 17, 2021 - February 1, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 17, 2021 - February 1, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 17, 2019 - August 26, 2021
RBC CAPITAL MARKETS, LLC
September 17, 2019 - August 26, 2021
RBC CAPITAL MARKETS, LLC
July 29, 2019 - September 13, 2019
TSCHETTER GROUP
November 15, 2018 - September 23, 2019
PURSHE KAPLAN STERLING INVESTMENTS
June 1, 2018 - September 7, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2018 - September 7, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2018 - May 21, 2018
MORGAN STANLEY
February 23, 2018 - May 21, 2018
MORGAN STANLEY
July 17, 2012 - February 5, 2018
D.A. DAVIDSON & CO.
July 17, 2012 - February 5, 2018
D.A. DAVIDSON & CO.
January 27, 2010 - July 11, 2012
U.S. BANCORP INVESTMENTS, INC.
January 27, 2010 - July 11, 2012
U.S. BANCORP INVESTMENTS, INC.
June 1, 2009 - October 15, 2009
MORGAN STANLEY
June 1, 2009 - October 15, 2009
MORGAN STANLEY
May 29, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 15, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CRD#: 2881 / SEC#: 801-8095, 8-14088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
CRD#: 2881 / SEC#: 801-8095, 8-14088
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY | SOLE MEMBER | |
| ALBERS, BRETT BERNARD | TREASURER / FINANCIAL AND OPERATIONS PRINCIPAL | 6669890 |
| DOLL, QUENTIN MICHAEL | VICE PRESIDENT - RISK PRODUCTS | 6776231 |
| EULL, BRADLEY LEAHY | SECRETARY | 2969269 |
| KALINOWSKI, DAWN MARIE | VICE PRESIDENT - CHIEF OPERATIONS OFFICER | 2770565 |
| LUND, NICOLE ELLEN | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4646907 |
| SCHULTZ, DEBORAH ALLISON | VICE PRESIDENT AND CHIEF RISK OFFICER | 7440134 |
| TOMCZAK, BONNIE LYNN | VICE PRESIDENT - WEALTH | 2966038 |
| VALTERS, LAILA M | PRESIDENT AND CEO | 3010005 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
