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FE

Fabiene M. Evans

INTEGRAL WEALTH SECURITIES LLC
Toronto, M5H 3M7
Some features on this profile are disabled
CRD#: 4875537
FE

Professional summary

Fabiene Myriam Evans, who also goes by Fabiene Myriam Cazes, is a registered financial professional currently at INTEGRAL WEALTH SECURITIES LLC .

Fabiene is registered as a RR (Registered Representative) and started their career in finance in 2005. Fabiene has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 37 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fabiene Myriam Cazes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fabiene Myriam Evans's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2023 - Present

INTEGRAL WEALTH SECURITIES LLC

Office #1: 181 University Ave. Suite 1600, Toronto, M5H 3M7
BD
CRD#: 36143
Toronto,
Past

March 16, 2005 - January 23, 2009

PARADIGM CAPITAL U.S. INC.

BD
CRD#: 104425
TORONTO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(11/12/2024)
RR
California
(6/18/2024)
RR
Colorado
(6/18/2024)
RR
Florida
(2/16/2024)
RR
Illinois
(1/2/2025)
RR
Massachusetts
(6/18/2024)
RR
Michigan
(1/2/2025)
RR
New Jersey
(6/18/2024)
RR
New York
(3/28/2024)
RR
Texas
(6/18/2024)
RR
Washington
(1/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/28/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/30/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 37
Date: 3/15/2005
Canada Module of the General Securities Registered Representative (With Options Questions)
SRO Registrations
RR
FINRA

Current Firm

IW
INTEGRAL WEALTH SECURITIES LLC
AMERA SECURITIES LLC | SHIPLEY RAIDY CAPITAL PARTNERS, LP | SHIPLEY RAIDY CAPITAL PARTNERS, LLC | SHIPLEY RAIDY CAPITAL CORPORATION | INTEGRAL WEALTH SECURITIES LLC | ARIANE CAPITAL PARTNERS LLC

CRD#: 36143 / SEC#: , 8-47026

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Vesey St. 24th Floor, New York, NY 10281
Mailing Address
200 Vesey St. 24th Floor, New York, NY 10281
Phone number
(888) 799-8856
Established
Pennsylvania since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERA HOLDINGS LLCDIRECT OWNER
GIBSON, JOHNCEO/CCO7661898
PETERS, ROBERT WILLIAMFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1704577

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTEGRAL WEALTH SECURITIES LLC

CRD#: 36143Toronto, M5H 3M7

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