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KW

Kelly L. Witherow

METLIFE INVESTORS DISTRIBUTION COMPANY
Warwick, RI 02886
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CRD#: 4875467
KW

Professional summary


Kelly Lynne Witherow, who also goes by Kelly Brendak, Kelly Lynne Brindak, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Warwick, Rhode Island.

Kelly is registered as a RR (Registered Representative) and started their career in finance in 2005. Kelly has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kelly Brendak | Kelly Lynne Brindak

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kelly Lynne Witherow's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 31, 2012 - Present

METLIFE INVESTORS DISTRIBUTION COMPANY

Office #1: 700 Quaker Lane, Warwick, RI 02886
BD
CRD#: 107622
Warwick, RI
Past

August 31, 2012 - December 18, 2014

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

May 22, 2006 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
WEST WARWICK, RI
Past

May 22, 2006 - October 5, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
WEST WARWICK, RI
Past

January 4, 2005 - October 3, 2005

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

January 4, 2005 - October 3, 2005

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/5/2012)
RR
Arizona
(10/5/2012)
RR
California
(9/2/2015)
RR
District of Columbia
(10/5/2012)
RR
Florida
(10/5/2012)
RR
Hawaii
(10/5/2012)
RR
Iowa
(10/5/2012)
RR
Minnesota
(10/5/2012)
RR
Montana
(10/5/2012)
RR
Nevada
(10/5/2012)
RR
New Mexico
(10/5/2012)
RR
New York
(10/5/2012)
RR
North Carolina
(10/5/2012)
RR
North Dakota
(10/5/2012)
RR
Oregon
(10/5/2012)
RR
Rhode Island
(8/31/2012)
RR
South Dakota
(10/5/2012)
RR
Utah
(10/5/2012)
RR
Vermont
(10/5/2012)
RR
Washington
(10/5/2012)
RR
Wyoming
(10/5/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 1/28/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MI
METLIFE INVESTORS DISTRIBUTION COMPANY
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.

CRD#: 107622 / SEC#: , 8-53064

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
200 Park Avenue 4th Floor, New York City, NY 10166
Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166
Phone number
(973) 355-4954
Established
Missouri since 10/03/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSHAREHOLDER
ALPHONSO-NAPOLI, GEETA MARCELILEGAL OFFICER4518655
FRADKIN, GEOFFREY ANDREWVICE PRESIDENT5473381
GOOD, JESSICA TERESECHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO5741973
GRUPPUSO, PETERASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2643834
KUCHINSKY, ALEXIS NATALIECHIEF COMPLIANCE OFFICER4343809
LOPEZ, GABRIEL ADOLPHDIRECTOR AND SENIOR VICE PRESIDENT2554216
MCDERMOTT, MICHAELDIRECTOR, SENIOR VICE PRESIDENT5577809
SCHUSTER, THOMAS JAMESDIRECTOR, SENIOR VICE PRESIDENT4570334
SMITH-WALL, ANIKA AYANNA-NJERIDIRECTOR, VICE PRESIDENT7414359

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622Warwick, RI 02886

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