Denise N. Holzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Nicole Holzer, who also goes by Denise Nicole Holzer, Denise Holzer, Denise Nicole Holzer, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 2005. Denise had worked at 5 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2025 - June 5, 2025
BRADLEY WOODS & CO. LTD.
April 1, 2019 - October 2, 2024
CHATSWORTH SECURITIES LLC
June 1, 2009 - April 13, 2017
MORGAN STANLEY
June 1, 2009 - April 13, 2017
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
May 19, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
March 9, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
