Barry W. Clark
Professional summary
Barry William Clark, who also goes by Barry William Clark, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Barry is registered as a RR (Registered Representative) and started their career in finance in 2005. Barry has worked at 5 firms and has passed the Series 63, SIE, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry William Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2024 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036March 25, 2019 - June 21, 2022
CITADEL SECURITIES LLC
March 25, 2019 - June 21, 2022
CITADEL SECURITIES INSTITUTIONAL LLC
August 18, 2011 - March 28, 2019
CITIGROUP GLOBAL MARKETS INC.
September 21, 2009 - May 12, 2011
UBS SECURITIES LLC
March 9, 2005 - April 8, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/26/2024)
Exams
Series 17
Date: 3/8/2005
Limited Registered Representative ExaminationFINRA
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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