Abdulkerim Karaoglu
Professional summary
Abdulkerim Karaoglu is a registered financial professional currently at THE VERTICAL GROUP located in Red Bank, New Jersey.
Abdulkerim is registered as a RR (Registered Representative) and started their career in finance in 2005. Abdulkerim has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Abdulkerim Karaoglu's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2013 - Present
THE VERTICAL GROUP
Office #1: 130 Maple Avenue Building 5, Ph, Red Bank, NJ 07701April 5, 2011 - May 30, 2013
ELEVATION, LLC
January 5, 2007 - April 1, 2011
SARATOGA CAPITAL MARKETS
January 1, 2005 - March 22, 2005
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2013)
(5/14/2013)
(5/14/2013)
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(5/14/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/9/2007
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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