Matthew L. Walker
Professional summary
Matthew Lynn Walker was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Matthew had worked at 3 firms, which includes PINNACLE PLUS WEALTH MANAGEMENT, OSAIC FS INC., MML INVESTORS SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2010 - June 21, 2019
PINNACLE PLUS WEALTH MANAGEMENT
July 27, 2010 - December 31, 2011
PINNACLE PLUS WEALTH MANAGEMENT
January 2, 2009 - February 27, 2009
OSAIC FS, INC.
January 2, 2009 - February 27, 2009
OSAIC FS, INC.
March 23, 2006 - November 19, 2008
MML INVESTORS SERVICES, LLC
November 22, 2004 - November 19, 2008
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PINNACLE PLUS WEALTH MANAGEMENT
CRD#: 153896 / SEC#:
Contact information
Red Flags
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