Vezintokozo S. Nkomo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vezintokozo Sibusiso Nkomo, who also goes by Vez Nkomo, was a registered financial professional .
Vezintokozo is a previously registered financial professional and started their career in finance in 2005. Vezintokozo had worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2014 - May 13, 2015
TD AMERITRADE, INC.
July 9, 2009 - March 16, 2010
WFG ADVISORS, LP
July 9, 2009 - March 16, 2010
WFG INVESTMENTS, INC.
October 29, 2008 - February 6, 2009
TD AMERITRADE, INC.
April 22, 2006 - February 6, 2009
TD AMERITRADE, INC.
June 22, 2005 - April 22, 2006
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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