Luke Vanzo

LIGHTHOUSE FINANCIAL

Castle Rock, CO

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CRD#: 4874436

Professional summary

Luke Vanzo, who also goes by Luke David Vanzo, is a registered financial advisor currently at LIGHTHOUSE FINANCIAL LLC located in Castle Rock, Colorado.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Luke has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luke David Vanzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Vanzo's CRS (Customer Relationship Summary).

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Greenwood Village, CO

Past

September 2, 2015 - June 1, 2018

NYLIFE SECURITIES LLC

CRD#: 5167

VICTORIA, MN

Past

January 2, 2014 - September 3, 2015

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

July 7, 2008 - January 6, 2014

NYLIFE SECURITIES LLC

CRD#: 5167

GRAND RAPIDS, MI

Past

April 24, 2006 - October 19, 2007

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

GRAND RAPIDS, MI

Past

April 24, 2006 - October 19, 2007

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

GRAND RAPIDS, MI

Past

December 3, 2004 - April 25, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

GRAND RAPIDS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/2004

General Securities Representative Examination

Current Firm

LIGHTHOUSE FINANCIAL LLC

CRD#: 109251 / SEC#: 801-57055

RIA

Registered Investment Advisory firm - (10/4/2021 Terminated)

Colorado

Registered Investment Advisory firm - (9/30/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

12295 Oracle Blvd Ste 210, Colorado Springs, CO 80921

Mailing Address

Phone number

(303) 444-1818

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Luke Vanzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Vanzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE FINANCIAL LLC

ACCELERATED WEALTH ADVISORS LLC

JENKINS WEALTH

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

NYLIFE SECURITIES LLC

NYLIFE DISTRIBUTORS LLC

NYLIFE SECURITIES LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2018

SIE

Date: 10/1/2018

Series 7

Date: 12/2/2004

Current Firm

LIGHTHOUSE FINANCIAL LLC

Contact information

Documents

Red Flags

Company Information

LIGHTHOUSE FINANCIAL LLC

TRUST BUT VERIFY

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