Mark W. Kalinowsky

KALINOWSKY ASSET MANAGEMENT

San Jose, CA

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CRD#: 4874328

Professional summary

Mark William Kalinowsky, who also goes by Mark W Kalinowsky, is a registered financial advisor currently at KALINOWSKY ASSET MANAGEMENT located in San Jose, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Mark has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark W Kalinowsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark William Kalinowsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2016 - Present

KALINOWSKY ASSET MANAGEMENT

RIA

CRD#: 137393

San Jose, CA

Past

October 17, 2014 - September 12, 2015

KALINOWSKY ASSET MANAGEMENT

RIA

CRD#: 137393

PORTOLA VALLEY, CA

Past

May 15, 2013 - March 11, 2014

KALINOWSKY ASSET MANAGEMENT

RIA

CRD#: 137393

PORTOLA VALLEY, CA

Past

June 10, 2011 - April 21, 2014

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTOLA VALLEY, CA

Past

December 4, 2006 - December 31, 2010

LWI FINANCIAL INC.

RIA

CRD#: 111861

SAN JOSE, CA

Past

January 26, 2005 - December 31, 2010

LORING WARD SECURITIES INC.

CRD#: 46337

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KALINOWSKY ASSET MANAGEMENT

KALINOWSKY ASSET MANAGEMENT | THE POLLOCK CORPORATION | POLLOCK INVESTMENT ADVISORY CORPORATION DBA POLLOCK CONSULTING | POLLOCK INVESTMENT ADVISORY CORPORATION | POLLOCK CONSULTING CORPORATION

CRD#: 137393 / SEC#: 801-85174

RIA

Registered Investment Advisory firm - (4/13/2015 Approved)

California

Registered Investment Advisory firm - (9/12/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/2/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/25/2005

General Securities Representative Examination

Current Firm

KALINOWSKY ASSET MANAGEMENT

KALINOWSKY ASSET MANAGEMENT | THE POLLOCK CORPORATION | POLLOCK INVESTMENT ADVISORY CORPORATION DBA POLLOCK CONSULTING | POLLOCK INVESTMENT ADVISORY CORPORATION | POLLOCK CONSULTING CORPORATION

CRD#: 137393 / SEC#: 801-85174

RIA

Registered Investment Advisory firm - (4/13/2015 Approved)

California

Registered Investment Advisory firm - (9/12/2015 Terminated)

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Contact information

Main Address

San Jose, CA

Mailing Address

Phone number

(408) 316-6272

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAM ADV 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	209
AUM (Assets Under Management)	$ 223,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark W. Kalinowsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark William Kalinowsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

KALINOWSKY ASSET MANAGEMENT

KALINOWSKY ASSET MANAGEMENT

KALINOWSKY ASSET MANAGEMENT

M HOLDINGS SECURITIES, INC.

LWI FINANCIAL INC.

LORING WARD SECURITIES INC.

Primary Firm SEC Registration

KALINOWSKY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/2/2006

Series 7

Date: 1/25/2005

Current Firm

KALINOWSKY ASSET MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KALINOWSKY ASSET MANAGEMENT

TRUST BUT VERIFY

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