DA
David E. Arens
PRIVATE WEALTH ASSET MANAGEMENT
WEST DES MOINES, IA 50265
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CRD#: 4873788
DA
Professional summary
David Edward Arens is a registered financial advisor currently at PRIVATE WEALTH ASSET MANAGEMENT located in West Des Moines, Iowa.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STATE BOARD MEMBER FOR EARLY CHILDHOOD IA, NON INVESTMENT RELATED, DES MOINES, IA, START: 6/2013, 2 HOURS PER MONTH, BOARD PROMOTES EARLY CHILDHOOD; 2) Board Member for Polk County Early Childhood Iowa, Des Moines, IA. Not investment related. 2 hours per month. Promotes early childhood education.; 3) Appointee of the Governor's Early Childhood Taskforce, Des Moines, IA. Not investment related. 2 hours per month. Promotes early childhood education. 4) PRIVATE WEALTH ASSET MANAGEMENT; NON INVESTMENT-RELATED; 411 6TH AVENUE SE, SUITE 360, CEDAR RAPIDS, IA 52401; INSURANCE; LICENSED INSURANCE AGENT; 06/2023;10 HRS/MONTH; 10 HRS/DURING TRADING HOURS; SALES OF ACCIDENT, HEALTH AND LIFE INSURANCE.
CRS (Client Relationship Summary) - RIA
Click below to view David Edward Arens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2022 - Present
PRIVATE WEALTH ASSET MANAGEMENT
Office #1: 315 5th Street Suite 200, West Des Moines, IA 50265RIA
CRD#: 315819
WEST DES MOINES, IA
Past
January 3, 2011 - December 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DES MOINES, IA
Past
January 3, 2011 - December 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DES MOINES, IA
Past
December 7, 2005 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
DES MOINES, IA
Past
March 16, 2005 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PRIVATE WEALTH ASSET MANAGEMENT
PRIVATE WEALTH | PW ENERGY | PRIVATE WEALTH ASSET MANAGEMENT, LLC | PRIVATE WEALTH ASSET MANAGEMENT
CRD#: 315819 / SEC#: 801-122065
RIA
Registered Investment Advisory firm - (8/12/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(1/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PRIVATE WEALTH ASSET MANAGEMENT
PRIVATE WEALTH | PW ENERGY | PRIVATE WEALTH ASSET MANAGEMENT, LLC | PRIVATE WEALTH ASSET MANAGEMENT
CRD#: 315819 / SEC#: 801-122065
RIA
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Contact information
Main Address
1100 Capitol Avenue Suite 200, Omaha, NE 68102
Mailing Address
Phone number
(402) 227-4208
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,947 |
| AUM (Assets Under Management) | $ 1,849,717,875 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/16/2025 | ||
| 12/06/2024 | ||
| 12/06/2024 | ||
| 01/27/2023 |
Red Flags
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Company Information
PRIVATE WEALTH ASSET MANAGEMENT
CRD#: 315819West Des Moines, IA 50265TRUST BUT VERIFY
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