Daby B. Carreras
Professional summary
Daby Benjamine Carreras, who also goes by Daby B Carreras, is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Daby is registered as a RR (Registered Representative) and started their career in finance in 2008. Daby has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daby Benjamine Carreras's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2009 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006November 21, 2008 - April 14, 2009
WINDSOR STREET CAPITAL, LP
February 5, 2008 - October 14, 2008
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/7/2019)
(2/17/2016)
(1/18/2024)
(5/7/2019)
(5/13/2009)
(5/13/2009)
(5/13/2009)
(9/2/2009)
(5/6/2013)
(6/5/2018)
(3/8/2012)
(6/5/2018)
(5/21/2010)
(9/2/2009)
(1/3/2013)
(1/18/2024)
(11/1/2023)
(5/13/2009)
(5/13/2009)
(1/23/2014)
(6/30/2023)
(12/12/2023)
(7/11/2016)
(5/13/2009)
(6/24/2019)
(7/31/2019)
(5/22/2009)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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