Kimberly D. Tillett-poole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Diann Tillett-poole, who also goes by Kimberly Diann Campbell, Kimberly Diann Tillett, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2005. Kimberly had worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2023 - December 23, 2024
SEQUENCE FINANCIAL SPECIALISTS LLC
May 24, 2019 - July 24, 2023
MAMMOTH RESEARCH
January 31, 2005 - October 25, 2019
USP SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 9/9/2023
Limited Representative-Private Securities OfferingsCurrent Firm
SEQUENCE FINANCIAL SPECIALISTS LLC
CRD#: 132915 / SEC#: , 8-66657
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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