Susan J. Becker

NICOLLET INVESTMENT MANAGEMENT

MINNEAPOLIS, MN 55401

CRD#: 4873242

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Professional summary

Susan Jalics Becker, who also goes by Susan C Jalics, Susan Caroline Jalics, is a registered financial advisor currently at NICOLLET INVESTMENT MANAGEMENT, INC. located in Minneapolis, Minnesota.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Susan has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan C Jalics | Susan Caroline Jalics

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Jalics Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2021 - Present

NICOLLET INVESTMENT MANAGEMENT, INC.

Office #1: 800 Washington Avenue North Suite 150, Minneapolis, MN 55401

RIA

CRD#: 109401

MINNEAPOLIS, MN

Past

November 21, 2008 - December 9, 2008

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

CHICAGO, IL

Past

December 17, 2004 - November 24, 2008

ABN AMRO INCORPORATED

CRD#: 15776

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NICOLLET INVESTMENT MANAGEMENT, INC.

ALLA ACQUISITION CO | NICOLLET INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT, INC. (AS REPORTED TO SEC ON 3/23/00) | ALLA INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT INC

CRD#: 109401 / SEC#: 801-57282

RIA

Registered Investment Advisory firm - (2/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 12/16/2004

General Securities Representative Examination

Current Firm

NICOLLET INVESTMENT MANAGEMENT, INC.

ALLA ACQUISITION CO | NICOLLET INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT, INC. (AS REPORTED TO SEC ON 3/23/00) | ALLA INVESTMENT MANAGEMENT, INC. | ALLA INVESTMENT MANAGEMENT INC

CRD#: 109401 / SEC#: 801-57282

RIA

Registered Investment Advisory firm - (2/22/2000 Approved)

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Contact information

Main Address

800 Washington Avenue North Suite 150, Minneapolis, MN 55401

Mailing Address

Phone number

(612) 915-3033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NICOLLET INVESTMENT INC ADV PART 2A (9/17/2025)

Regulatory assets under management

Total Number of Accounts	868
AUM (Assets Under Management)	$ 532,509,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Susan J. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Jalics Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

NICOLLET INVESTMENT MANAGEMENT, INC.

NATWEST MARKETS SECURITIES INC.

ABN AMRO INCORPORATED

Primary Firm SEC Registration

NICOLLET INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 12/16/2004

Current Firm

NICOLLET INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NICOLLET INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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