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JB

Jonathan L. Becker

CALIFORNIA FINANCIAL ADVISORS
SAN RAMON, CA 94583
Some features on this profile are disabled
CRD#: 4873089
JB

Professional summary

Jonathan Lawrence Becker is a registered financial advisor currently at CALIFORNIA FINANCIAL ADVISORS located in San Ramon, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jonathan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MALOON, POWERS, PITRE & HIGGINS DBA CFA; SAN RAMON, CA; INVESTMENT ADVISOR; START DATE 3/15/2006;INVESTMENT-RELATED; IAR; INVESTMENT ADVISORY SERVICES; 160 HOURS/MONTH; 80 HOURS/DAY DURING TRADING HOURS; DO FINANCIAL PLANS, CREATE & REVIEW INVESTMENT PORTFOLIOS, MEET WITH CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Lawrence Becker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 26, 2009 - Present

CALIFORNIA FINANCIAL ADVISORS

Office #1: 12657 Alcosta Blvd Suite 470, San Ramon, CA 94583
RIA
CRD#: 110152
SAN RAMON, CA
Past

August 13, 2014 - November 30, 2016

FOOTHILL SECURITIES, INC.

BD
CRD#: 1027
San Ramon, CA
Past

March 15, 2006 - August 22, 2014

FINANCIAL TELESIS INC

BD
CRD#: 31012
SAN RAMON, CA
Past

February 1, 2006 - March 20, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SAN RAFAEL, CA
Past

January 28, 2005 - November 29, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WALNUT CREEK, CA
Past

January 19, 2005 - November 29, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

January 19, 2005 - November 29, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CALIFORNIA FINANCIAL ADVISORS
CALIFORNIA FINANCIAL ADVISORS | MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC | MALOON, POWERS, PITRE & HIGGINS, LLC | MALOON POWERS & PITRE LLC

CRD#: 110152 / SEC#: 801-55273

RIA
Registered Investment Advisory firm - (2/18/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/26/2009)
IAR
Oregon
(7/1/2009)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/27/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/30/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/2005
General Securities Representative Examination

Current Firm

CF
CALIFORNIA FINANCIAL ADVISORS
CALIFORNIA FINANCIAL ADVISORS | MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC | MALOON, POWERS, PITRE & HIGGINS, LLC | MALOON POWERS & PITRE LLC

CRD#: 110152 / SEC#: 801-55273

RIA
Registered Investment Advisory firm - (2/18/1998 Approved)
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Contact information

Main Address
12657 Alcosta Blvd Suite 470, San Ramon, CA 94583
Mailing Address
Phone number
(925) 275-1000
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CFA PART 2A -2024 (3/24/2025)

Regulatory assets under management

Total Number of Accounts3,335
AUM (Assets Under Management)$ 2,001,685,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CALIFORNIA FINANCIAL ADVISORS

CRD#: 110152San Ramon, CA 94583

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