Eric J. Perry
Professional summary
Eric James Perry, who also goes by Eric Perry, is a registered financial advisor currently at CAPINSIGHTS PARTNERS, LLC located in St. Paul, Minnesota and OLD CITY SECURITIES LLC located in New York, New York.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Eric has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric James Perry's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2023 - Present
CAPINSIGHTS PARTNERS, LLC
March 7, 2023 - Present
OLD CITY SECURITIES LLC
Office #1: 589 Fifth Avenue Ph, New York, NY 10017January 4, 2024 - April 12, 2024
SHELTER ROCK CAPITAL GROUP LLC
July 7, 2023 - November 20, 2023
BLUEPRINT INVESTMENT PARTNERS LLC
March 23, 2009 - July 6, 2012
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
March 23, 2009 - July 6, 2012
MESIROW FINANCIAL, INC.
April 10, 2008 - March 23, 2009
UBS ASSET MANAGEMENT (US) INC.
January 1, 2005 - April 11, 2008
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CAPINSIGHTS PARTNERS, LLC
CRD#: 327448 / SEC#: 801-128581
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/17/2023)
(9/17/2023)
Exams
Series 7TO
Date: 3/7/2023
General Securities Representative ExaminationFINRA
Current Firm
CAPINSIGHTS PARTNERS, LLC
CRD#: 327448 / SEC#: 801-128581
Contact information
SEC notice filing (6 States and Territories)
Red Flags
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