Maryann F. Harrison

NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

Mill Valley, CA 94941

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CRD#: 4873023

Professional summary

Maryann Ferguson Harrison, who also goes by Maryann Ferguson, Maryann Harrison, is a registered financial advisor currently at NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC located in Mill Valley, California.

Maryann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Maryann has worked at 4 firms and has passed the Series 66, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maryann Ferguson | Maryann Harrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maryann Ferguson Harrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2022 - Present

NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

Office #1: 100 Shoreline Highway Building B, Suite 380, Mill Valley, CA 94941

RIA

CRD#: 165451

Mill Valley, CA

Past

January 31, 2018 - December 30, 2020

MCCULLOUGH & ASSOCIATES LLC

RIA

CRD#: 133794

MILL VALLEY, CA

Past

July 26, 2013 - December 31, 2017

MCCULLOUGH & ASSOCIATES LLC

RIA

CRD#: 133794

SAN FRANCISCO, CA

Past

July 20, 2010 - December 2, 2013

GBS FINANCIAL CORP.

RIA

CRD#: 16906

SAN FRANCISCO, CA

Past

July 19, 2010 - December 2, 2013

GBS FINANCIAL CORP.

CRD#: 16906

SANTA ROSA, CA

Past

March 10, 2006 - October 20, 2008

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

ALAMO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

BW NOLLENBERGER INVESTMENT MANAGEMENT, INC. | NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC | NOLLENBERGER INVESTMENT MANAGEMENT LLC

CRD#: 165451 / SEC#: 801-120348

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

California

Registered Investment Advisory firm - (3/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 55

Date: 1/9/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/9/2006

General Securities Representative Examination

Current Firm

NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

BW NOLLENBERGER INVESTMENT MANAGEMENT, INC. | NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC | NOLLENBERGER INVESTMENT MANAGEMENT LLC

CRD#: 165451 / SEC#: 801-120348

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

California

Registered Investment Advisory firm - (3/25/2021 Terminated)

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Contact information

Main Address

100 Shoreline Highway Building B, Suite 380, Mill Valley, CA 94941

Mailing Address

100 Shoreline Highway Building B, Suite 380, Mill Valley, CA 94941

Phone number

(415) 287-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 137,623,976

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maryann F. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maryann Ferguson Harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCCULLOUGH & ASSOCIATES LLC

MCCULLOUGH & ASSOCIATES LLC

GBS FINANCIAL CORP.

GBS FINANCIAL CORP.

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2006

Series 55

Date: 1/9/2007

Series 7

Date: 3/9/2006

Current Firm

NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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