Cheryl A. Daniel
Professional summary
Cheryl Ann Daniel was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cheryl is a previously registered financial advisor and started their career in finance in 2005. Prior to being barred, Cheryl had worked at 5 firms, which includes SOUTHWEST TEXAS CAPITAL L.L.C, BARRON MOORE ADVISORS INC., BARRON MOORE INC., AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2008 - August 4, 2008
SOUTHWEST TEXAS CAPITAL, L.L.C
May 21, 2008 - August 4, 2008
SOUTHWEST TEXAS CAPITAL, L.L.C
March 12, 2007 - May 27, 2008
BARRON MOORE ADVISORS, INC.
March 12, 2007 - May 27, 2008
BARRON MOORE, INC.
February 14, 2005 - March 9, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
January 1, 2005 - March 9, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHWEST TEXAS CAPITAL, L.L.C
CRD#: 104200 / SEC#: , 8-52670
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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