AS
Arthur W. Spellmeyer
FIRST BANKERS' BANC SECURITIES,
St Louis, MO 63131
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CRD#: 4872597
AS
Professional summary
Arthur William Spellmeyer IV is a registered financial professional currently at FIRST BANKERS' BANC SECURITIES, INC located in St Louis, Missouri.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 2004. Arthur has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Arthur William Spellmeyer IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2004 - Present
FIRST BANKERS' BANC SECURITIES, INC
Office #1: 1714 Deer Tracks Trail Suite110, St Louis, MO 63131Office #2: 6800 College Blvd Suite 420, Overland Park,, KS 66211BD
CRD#: 15041
St Louis, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/9/2015)
RR
Arizona(10/9/2015)
RR
Arkansas(10/9/2015)
RR
California(10/9/2015)
RR
Colorado(10/9/2015)
RR
Connecticut(11/7/2024)
RR
Delaware(5/1/2023)
RR
District of Columbia(1/20/2023)
RR
Florida(10/9/2015)
RR
Georgia(10/9/2015)
RR
Hawaii(5/31/2019)
RR
Idaho(8/24/2019)
RR
Illinois(10/9/2015)
RR
Indiana(10/9/2015)
RR
Iowa(10/9/2015)
RR
Kansas(10/9/2015)
RR
Kentucky(10/9/2015)
RR
Louisiana(1/5/2019)
RR
Maryland(5/1/2023)
RR
Massachusetts(1/8/2024)
RR
Michigan(5/1/2023)
RR
Minnesota(1/8/2019)
RR
Mississippi(5/1/2023)
RR
Missouri(1/1/2005)
RR
Montana(1/14/2019)
RR
Nebraska(10/9/2015)
RR
Nevada(1/9/2019)
RR
New Mexico(11/22/2019)
RR
New York(10/9/2015)
RR
North Carolina(5/1/2023)
RR
North Dakota(1/15/2019)
RR
Ohio(10/9/2015)
RR
Oklahoma(10/9/2015)
RR
Oregon(10/9/2015)
RR
Pennsylvania(10/26/2023)
RR
South Carolina(5/1/2023)
RR
South Dakota(1/8/2019)
RR
Tennessee(6/21/2018)
RR
Texas(10/9/2015)
RR
Utah(8/26/2019)
RR
Virginia(10/9/2015)
RR
Washington(8/8/2019)
RR
West Virginia(5/1/2023)
RR
Wisconsin(1/15/2019)
RR
Wyoming(5/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FB
FIRST BANKERS' BANC SECURITIES, INC
FIRST BANKERS' BANC SECURITIES, INC | FIRST ST. LOUIS SECURITIES, INC.
CRD#: 15041 / SEC#: , 8-31584
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Mailing Address
1714 Deer Tracks Trail, Suite 110, St. Louis, MO 63131
Phone number
(314) 726-2880
Established
Missouri since 03/06/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST BANKERS' BANC SECURITIES, INC
CRD#: 15041St Louis, MO 63131TRUST BUT VERIFY
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