Julian P. Johnson

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CRD#: 4872356

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julian Patrick Johnson, who also goes by Julian Johnson, was a registered financial professional .

Julian is a previously registered financial professional and started their career in finance in 2005. Julian had worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Julian Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 5, 2012 - June 15, 2012

ARGYLE CAPITAL PARTNERS, LLC

RIA

CRD#: 162246

LOS ANGELES, CA

Past

January 15, 2010 - May 3, 2011

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

BEVERLY HILLS, CA

Past

January 15, 2010 - May 3, 2011

HSBC SECURITIES (USA) INC.

CRD#: 19585

BEVERLY HILLS, CA

Past

December 5, 2008 - September 16, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BEVERLY HILLS, CA

Past

December 5, 2008 - September 16, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BEVERLY HILLS, CA

Past

June 13, 2007 - November 17, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BEVERLY HILLS, CA

Past

May 29, 2007 - November 17, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BEVERLY HILLS, CA

Past

December 19, 2005 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

BEVERLY HILLS, CA

Past

January 17, 2005 - November 17, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEVERLY HILLS, CA

Past

January 1, 2005 - November 17, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGYLE CAPITAL PARTNERS, LLC

ABS INVESTMENT ADVISORS, LLC | ARGYLE CAPITAL PARTNERS, LLC

CRD#: 162246 / SEC#: 801-121915

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

California

Registered Investment Advisory firm - (9/3/2021 Terminated)

Colorado

Registered Investment Advisory firm - (8/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/4/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/21/2004

General Securities Representative Examination

Current Firm

ARGYLE CAPITAL PARTNERS, LLC

ABS INVESTMENT ADVISORS, LLC | ARGYLE CAPITAL PARTNERS, LLC

CRD#: 162246 / SEC#: 801-121915

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

California

Registered Investment Advisory firm - (9/3/2021 Terminated)

Colorado

Registered Investment Advisory firm - (8/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/4/2021 Terminated)

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Contact information

Main Address

1925 Century Park East Suite 1140, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 750-9557

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARGYLE CAPITAL PARTNERS, LLC DISCLOSURE BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts	423
AUM (Assets Under Management)	$ 190,396,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julian P. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ARGYLE CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2005

Series 7

Date: 12/21/2004

Current Firm

ARGYLE CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGYLE CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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