Eric J. Getway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric John Getway, who also goes by Eric Getway, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2005. Eric had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - January 30, 2015
ALPHASTAR CAPITAL MANAGEMENT
March 25, 2011 - June 21, 2012
FIFTH THIRD SECURITIES, INC.
March 25, 2011 - June 21, 2012
FIFTH THIRD SECURITIES, INC.
February 24, 2011 - March 14, 2011
ALLSTATE FINANCIAL ADVISORS, LLC
April 29, 2010 - March 14, 2011
ALLSTATE FINANCIAL SERVICES, LLC
June 30, 2006 - May 3, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2006 - May 3, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2005 - July 10, 2006
UBS FINANCIAL SERVICES INC.
January 1, 2005 - July 10, 2006
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHASTAR CAPITAL MANAGEMENT
CRD#: 157423 / SEC#: 801-72361
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,592 |
| AUM (Assets Under Management) | $ 1,841,154,148 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2023 | ||
| 06/27/2023 | ||
| 01/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
