Dennis P. Harkin
Professional summary
Dennis Patrick Harkin, who also goes by Dennis P Harkin, Dennis Harkin, is a registered financial advisor currently at SLATESTONE WEALTH LLC located in Jupiter, Florida.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dennis has worked at 4 firms and has passed the Series 65, Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Patrick Harkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 2020 - Present
SLATESTONE WEALTH LLC
Office #1: 661 University Blvd Suite 100, Jupiter, FL 33458December 13, 2010 - January 10, 2012
FIDELITY BROKERAGE SERVICES LLC
March 10, 2005 - October 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 2005 - October 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2005 - March 18, 2005
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
SLATESTONE WEALTH LLC
CRD#: 286669 / SEC#: 801-110003
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/19/2020)
Exams
Current Firm
SLATESTONE WEALTH LLC
CRD#: 286669 / SEC#: 801-110003
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,543 |
| AUM (Assets Under Management) | $ 1,653,938,437 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/25/2024 | ||
| 01/18/2024 | ||
| 10/25/2022 |
Red Flags
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