Matthew G. Pontius
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Gardner Pontius, who also goes by Matt Pontius, Matthew G. Pontius, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2014 - October 1, 2025
PREMIER WEALTH PARTNERS, LLC
February 16, 2010 - June 5, 2014
LPL FINANCIAL LLC
February 12, 2010 - June 5, 2014
LPL FINANCIAL LLC
August 9, 2006 - March 2, 2010
NEW ENGLAND SECURITIES
May 26, 2005 - March 2, 2010
NEW ENGLAND SECURITIES
May 9, 2005 - May 20, 2005
OSAIC FS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PREMIER WEALTH PARTNERS, LLC
CRD#: 171695 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 563 |
| AUM (Assets Under Management) | $ 83,382,208 |
Red Flags
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