Marco R. Bohorquez

LWM ADVISORY SERVICES

Plantation, FL 33324

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CRD#: 4871551

Professional summary

Marco R Bohorquez is a registered financial advisor currently at LWM ADVISORY SERVICES, LLC located in Plantation, Florida and LPL FINANCIAL LLC located in Plantation, Florida.

Marco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Marco has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 4/15/2016 - Legacy Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 4/25/2016 - LWM Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Time Spent 100%. 3. 5/9/2016 - Legacy Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/01/2016 - 2 Hours per Month during Securities Trading. 4. 4/22/2021 - City of Sunrise - No Business Name - 10770 W. Oakland Park Blvd., Sunrise, FL 33351 - Non-Profit Board Member - Started 02/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Law Enforcement Advisory Board. 5. 03/12/2024 - No Business Name - Non-Inv Related - Sunrise, FL - Other - City Council - Running for City of Sunrise Commissioner Seat - Started: 3/1/2024 - 12 Hrs/Mo; 0 Hr During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco R Bohorquez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

CRD#: 599

COCONUT CREEK, FL

Past

January 1, 2005 - November 16, 2007

EDWARD JONES

CRD#: 250

PEMBROKE PINES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LWM ADVISORY SERVICES, LLC

LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT

CRD#: 172009 / SEC#: 801-80096

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

North Carolina

Registered Investment Advisory firm - (12/4/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/15/2016)

IAR

Florida
(4/26/2016)

Georgia
(11/19/2024)

Texas
(1/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LWM ADVISORY SERVICES, LLC

LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT

CRD#: 172009 / SEC#: 801-80096

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

North Carolina

Registered Investment Advisory firm - (12/4/2014 Terminated)

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Contact information

Main Address

1250 S. Pine Island Road Suite 350, Plantation, FL 33324

Mailing Address

Phone number

(954) 474-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LWM LEGACY MANAGED PORTFOLIO II WRAP BROCHURE (3/24/2025)

RETIREMENT PLAN BROCHURE (3/24/2025)

LWM LEGACY MANAGED PORTFOLIO III WRAP BROCHURE (3/24/2025)

ADV BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,881
AUM (Assets Under Management)	$ 837,849,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Marco R. Bohorquez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco R Bohorquez's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

COLONIAL ASSET MANAGEMENT INC

COLONIAL BROKERAGE, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

EDWARD JONES

Primary Firm SEC Registration

LWM ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2007

Series 63

Date: 12/29/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2004

FINRA

Current Firm

LWM ADVISORY SERVICES, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LWM ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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