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JT

Joseph B. Tartoni

DECHEQUE SECURITIES LLC
Salt Lake City, UT 84101
Some features on this profile are disabled
CRD#: 4871500
JT

Professional summary

Joseph Bereau Tartoni, who also goes by Joseph Tartoni, Joe Tartoni, is a registered financial professional currently at DECHEQUE SECURITIES LLC located in Salt Lake City, Utah.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2006. Joseph has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Tartoni | Joe Tartoni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Bereau Tartoni's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2023 - Present

DECHEQUE SECURITIES LLC

Office #1: 353 W Pierpont Ave, Salt Lake City, UT 84101
BD
CRD#: 311020
Salt Lake City, UT
Past

March 28, 2022 - February 27, 2023

TOR BROKERAGE LLC

BD
CRD#: 135274
NORTH BERGEN, NJ
Past

March 18, 2022 - February 20, 2025

VELOCITY CLEARING, LLC

BD
CRD#: 126588
Walnut Creek, CA
Past

April 3, 2006 - March 1, 2022

BTIG, LLC

BD
CRD#: 122225
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/12/2023)
RR
Connecticut
(1/11/2024)
RR
Delaware
(1/11/2024)
RR
Florida
(1/11/2024)
RR
Georgia
(9/30/2025)
RR
Illinois
(8/22/2025)
RR
Michigan
(5/23/2025)
RR
New York
(1/11/2024)
RR
Ohio
(9/29/2025)
RR
Pennsylvania
(10/2/2025)
RR
Puerto Rico
(7/11/2025)
RR
Texas
(1/11/2024)
RR
Utah
(1/11/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/17/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/14/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/12/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 5/12/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/16/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DECHEQUE SECURITIES LLC
DECHEQUE SECURITIES LLC | VELVET MARKETS

CRD#: 311020 / SEC#: , 8-70602

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
353 W Pierpont Ave, Salt Lake City, UT 84101
Mailing Address
353 W Pierpont Ave, Salt Lake City, UT 84101
Phone number
(805) 432-0320
Established
Utah since 09/04/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DECHEQUE INC.OWNER
DOLEZAL, PETER MARTINCHIEF COMPLIANCE OFFICER4119021
FELDMAN, RICHARD MARKFINOP2273453
TARTONI, JOSEPH BEREAUPRESIDENT/CEO4871500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DECHEQUE SECURITIES LLC

CRD#: 311020Salt Lake City, UT 84101

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