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Tammy Louise Higgins

Tammy L. Higgins

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CRD#: 4871138
Tammy Louise Higgins

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tammy Louise Higgins, who also goes by Tammy Louise Jensen, was a registered financial professional .

Tammy is a previously registered financial professional and started their career in finance in 2005. Tammy had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

What are your service offerings?
Loans/credit services
Philanthropic services
Financial planning
Trading individual securities
Trust & estate planning
Institutional consulting
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
No

Aliases

Tammy Louise Jensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Entity: Elite Gymnastics Academy Address of Business: 12500 Chowen Ave S Burnsville MN 55337 Business Description: Gymnastics Gym Business is not investment related Projected Start Date - 08/18/2014 Projected End Date - No anticipated end date Capacity - Employee Duties Performed - Coaching Gymnastics 24 hours devoted to this OBA per month 0 hours devoted during security trading hours per month

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 8, 2023 - January 2, 2024

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Blaine, MN
Past

December 8, 2023 - January 2, 2024

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Blaine, MN
Past

September 14, 2007 - November 13, 2024

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
EDINA, MN
Past

September 10, 2007 - November 13, 2024

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
EDINA, MN
Past

July 8, 2005 - October 16, 2006

COUNTRY TRUST BANK

RIA
CRD#: 109487
EDINA, MN
Past

May 10, 2005 - October 16, 2006

COUNTRY CAPITAL MANAGEMENT COMPANY

BD
CRD#: 12060
EDINA, MN
Past

January 1, 2005 - March 9, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/7/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/30/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/2004
General Securities Representative Examination

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

Financial Advisor Senior Vice President Senior Portfolio ManagerCRD#: 109524

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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