CD
Carl A. Durden
VOYA FINANCIAL ADVISORS
Sugar Land, TX 77479
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CRD#: 4871120
CD
Professional summary
Carl Aaron Durden, CFP®, who also goes by Carl Aaron Durden Mr., Aaron Durden, C. Aaron Durden, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Sugar Land, Texas.
Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Carl has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carl Aaron Durden Mr. | Aaron Durden | C. Aaron Durden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Texas A&M University; Yes; 600 Kimbrough Blvd College Station, TX 77843; Visiting Assistant Professor; January 2023; 28 hrs/mo; 0 hrs/mo; Part time college professor; Create and deliver collegiate lectures, assist with grading, course development FORWARD FINANCIAL POSITION: Founder NATURE: Intended DBA/LLC to be allocated with Voya related business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2023 ADDRESS: 2245 Texas Drive, Suite 300, Sugar Land TX 77479, United States DESCRIPTION: Provide financial services to clients and oversee business TALKING CENTS LLC POSITION: Founder NATURE: Company exists to further the practical training of new financial professionals through content such as communication, negotiation, sales, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 8 START DATE: 08/25/2022 ADDRESS: 3012 Precinct Line Road, Richmond TX 77406, United States DESCRIPTION: Create content development and delivery, business oversight and development
CRS (Client Relationship Summary) - RIA
Click below to view Carl Aaron Durden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Carl Aaron Durden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
March 31, 2023 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 2245 Texas Drive Suite 300, Sugar Land, TX 77479Office #2: 3223 S Loop 289 Suite 600, Lubbock, TX 79423Office #3: 511 University Dr E, College Station, TX 77840RIA
BD
CRD#: 2882
Sugar Land, TX
Current
March 31, 2023 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 2245 Texas Drive Suite 300, Sugar Land, TX 77479Office #2: 3223 S Loop 289 Suite 600, Lubbock, TX 79423Office #3: 511 University Dr E, College Station, TX 77840RIA
BD
CRD#: 2882
Sugar Land, TX
Past
November 9, 2016 - April 6, 2023
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Houston, TX
Past
November 9, 2016 - April 6, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Houston, TX
Past
January 3, 2011 - November 15, 2016
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
HOUSTON, TX
Past
January 3, 2011 - November 15, 2016
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
HOUSTON, TX
Past
April 18, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
HOUSTON, TX
Past
May 20, 2005 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
HOUSTON, TX
Past
January 1, 2005 - March 10, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/18/2023)
RR
California(3/31/2023)
RR
Kansas(7/8/2024)
RR
Mississippi(8/14/2024)
RR
Missouri(8/14/2024)
RR
Montana(8/14/2023)
RR
New York(3/31/2023)
IAR
New York(3/31/2023)
RR
North Carolina(7/28/2025)
RR
Oklahoma(9/23/2025)
RR
Texas(3/31/2023)
IAR
Texas(3/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
