Maryanne E. Linke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryanne E Linke, who also goes by Mary Anne Egan, Mary Anne E Linke, was a registered financial professional .
Maryanne is a previously registered financial professional and started their career in finance in 2005. Maryanne had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2016 - June 26, 2017
AVANTAX ADVISORY SERVICES
March 28, 2016 - June 26, 2017
AVANTAX INVESTMENT SERVICES, INC.
June 21, 2013 - March 28, 2016
LPL FINANCIAL LLC
June 21, 2013 - March 28, 2016
LPL FINANCIAL LLC
October 25, 2010 - July 25, 2011
PENN INVESTMENT ADVISORS, INC.
October 25, 2010 - July 25, 2011
FIRST SAVINGS SECURITIES, INC.
June 11, 2010 - September 23, 2010
LPL FINANCIAL LLC
November 17, 2005 - September 23, 2010
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
