Eric C. Haukkala

EAST SHORE ADVISORS

Marenisco, MI

Some features on this profile are disabled

CRD#: 4870864

Professional summary

Eric Charles Haukkala is a registered financial advisor currently at EAST SHORE ADVISORS, LLC located in Marenisco, Michigan.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Eric has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HAUKKALA & CO PC.; IRON RIVER, MI; NOT INVESTMENT RELATED; 51% OWNER; 12/2016; 173.33 HOURS/MONTH; FULL-SERVICE CPA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Charles Haukkala's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2025 - Present

EAST SHORE ADVISORS, LLC

RIA

CRD#: 306788

Marenisco, MI

Past

January 7, 2020 - December 31, 2024

EAST SHORE ADVISORS, LLC

RIA

CRD#: 306788

MARENISCO, MI

Past

March 12, 2007 - August 16, 2011

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/13/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/10/2007

General Securities Representative Examination

Current Firm

EAST SHORE ADVISORS, LLC

CRD#: 306788 / SEC#:

Michigan

Registered Investment Advisory firm - (1/7/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Marenisco, MI

Mailing Address

Phone number

(906) 265-1040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric C. Haukkala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Charles Haukkala's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAST SHORE ADVISORS, LLC

EAST SHORE ADVISORS, LLC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2019

Series 66

Date: 3/13/2007

Series 7

Date: 3/10/2007

Current Firm

EAST SHORE ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EAST SHORE ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors