SC
Shaun M. Clearwater
DESERT ROSE CAPITAL MANAGEMENT
Folsom, CA 95630-8013
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CRD#: 4870863
SC
Professional summary
Shaun Michael Clearwater, who also goes by Shaun Clearwater, is a registered financial advisor currently at DESERT ROSE CAPITAL MANAGEMENT, INC. located in Folsom, California.
Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Shaun has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shaun Clearwater
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 10/2013- CLEARWATER FAMILY FOUNDATION. TRUSTEE. NO COMPENSATION RECEIVED. NOT INVESTMENT RELATED. EVALUATES ORGANIZATIONS AND INDIVIDUALS FOR DONATIONS. TIME DEVOTED: 1 HOUR/MONTH 2) 01/2025- HOP RIOT, LLC, NON-INVESTMENT RELATED; MANAGER; 10HRS; BUSINESS OVERSIGHT.
CRS (Client Relationship Summary) - RIA
Click below to view Shaun Michael Clearwater's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2023 - Present
DESERT ROSE CAPITAL MANAGEMENT, INC.
Office #1: 1024 Iron Point Road, Folsom, CA 95630-8013RIA
CRD#: 154331
Folsom, CA
Past
May 21, 2021 - July 20, 2023
REDHAWK WEALTH ADVISORS, INC.
RIA
CRD#: 146616
FOLSOM, CA
Past
June 2, 2020 - May 24, 2021
COPPELL ADVISORY SOLUTIONS LLC
RIA
CRD#: 156549
FOLSOM, CA
Past
December 18, 2019 - April 1, 2020
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
RENO, NV
Past
March 27, 2008 - August 17, 2015
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
ROSEVILLE, CA
Past
January 31, 2005 - April 8, 2008
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
LODI, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DR
DESERT ROSE CAPITAL MANAGEMENT, INC.
DESERT ROSE CAPITAL MANAGEMENT INC. | DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331 / SEC#: 801-124883
RIA
Registered Investment Advisory firm - (5/3/2022 Approved)Arizona
Registered Investment Advisory firm - (5/16/2022 Terminated)California
Registered Investment Advisory firm - (6/15/2022 Terminated)Idaho
Registered Investment Advisory firm - (5/16/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/14/2017 Terminated)Oregon
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)Utah
Registered Investment Advisory firm - (5/16/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DR
DESERT ROSE CAPITAL MANAGEMENT, INC.
DESERT ROSE CAPITAL MANAGEMENT INC. | DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331 / SEC#: 801-124883
RIA
Registered Investment Advisory firm - (5/3/2022 Approved)Arizona
Registered Investment Advisory firm - (5/16/2022 Terminated)California
Registered Investment Advisory firm - (6/15/2022 Terminated)Idaho
Registered Investment Advisory firm - (5/16/2022 Terminated)Louisiana
Registered Investment Advisory firm - (5/31/2022 Terminated)North Carolina
Registered Investment Advisory firm - (12/14/2017 Terminated)Oregon
Registered Investment Advisory firm - (8/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/16/2022 Terminated)Utah
Registered Investment Advisory firm - (5/16/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2929 W. Navigator Drive Ste. 300, Meridian, ID 83642
Mailing Address
Phone number
(208) 297-2710
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 686 |
| AUM (Assets Under Management) | $ 112,679,913 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DESERT ROSE CAPITAL MANAGEMENT, INC.
CRD#: 154331Folsom, CA 95630-8013TRUST BUT VERIFY
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