Jeremy S. Becker

JEFFERY C. WELCH AND ASSOCIATES

CODY, WY

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CRD#: 4870401

Professional summary

Jeremy Scott Becker is a registered financial advisor currently at JEFFERY C. WELCH AND ASSOCIATES, INC. located in Cody, Wyoming.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeremy has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Duty Dogs - Approx 6 hours/month. Train dogs for Type 1 diabetics. Start date 2014. Address is home address. The entire family is involved in this business. Annuity and life insurance sales - Independent Contractor with various life insurance companies. Licensed in CA, WY and MT. Plexus Worldwide - Ambassador in this network marketing firm that sells health food products. I receive override income from the sale of Plexus products through folks under my umbrella. I am inactive in this busines but still receive a small amount of income due to the sales from others. Started in 2014. Plexus is in Scottsdale, AZ. I spend no time each month in this business. It's strictly passive income.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Scott Becker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2007 - Present

JEFFERY C. WELCH AND ASSOCIATES, INC.

RIA

CRD#: 143092

CODY, WY

Past

March 23, 2007 - December 31, 2010

BROKERSXPRESS LLC

CRD#: 127081

OAKHURST, CA

Past

October 25, 2006 - March 23, 2007

TLG ADVISORS, INC.

RIA

CRD#: 111052

OAKHURST, CA

Past

October 21, 2004 - March 23, 2007

THE LEADERS GROUP, INC.

CRD#: 37157

SACRAMENTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/16/2007)

IAR

Montana
(5/15/2018)

IAR

Texas
(3/15/2013)

IAR

Wyoming
(4/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/2004

General Securities Representative Examination

Current Firm

JEFFERY C. WELCH AND ASSOCIATES, INC.

INHERITANCE BUILDERS | JEFFERY C. WELCH AND ASSOCIATES, INC.

CRD#: 143092 / SEC#:

California

Registered Investment Advisory firm - (4/23/2007 Approved)

Montana

Registered Investment Advisory firm - (5/11/2018 Approved)

Texas

Registered Investment Advisory firm - (3/15/2013 Conditional Restricted)

Wyoming

Registered Investment Advisory firm - (4/10/2018 Approved)

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Contact information

Main Address

Templeton, CA

Mailing Address

P.o. Box 1327, Templeton, CA 93465

Phone number

(831) 207-9173

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	307
AUM (Assets Under Management)	$ 26,861,724

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy S. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Scott Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEFFERY C. WELCH AND ASSOCIATES, INC.

BROKERSXPRESS LLC

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2004

Series 7

Date: 10/20/2004

Current Firm

JEFFERY C. WELCH AND ASSOCIATES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JEFFERY C. WELCH AND ASSOCIATES, INC.

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