Fabiana C. Andrade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabiana Cid De Andrade, who also goes by Fabiana Cid Andrade, Fabiana Andrade, Fabiana Cid-harris, was a registered financial professional .
Fabiana is a previously registered financial professional and started their career in finance in 2005. Fabiana had worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2023 - July 26, 2024
CHAMPLAIN ADVISORS, LLC
February 8, 2017 - September 27, 2019
FIRST AVENUE
March 20, 2014 - January 10, 2017
CREDIT SUISSE SECURITIES (USA) LLC
May 19, 2008 - November 9, 2009
VOYA INVESTMENT MANAGEMENT CO. LLC
January 10, 2007 - November 9, 2009
VOYA INVESTMENTS DISTRIBUTOR, LLC
June 30, 2005 - January 12, 2007
ING INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/28/2023
General Securities Representative ExaminationCurrent Firm
CHAMPLAIN ADVISORS, LLC
CRD#: 129560 / SEC#: , 8-66233
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
