Glenn W. Degutis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn William Degutis was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 2005. Glenn had worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2008 - September 9, 2013
PTS BROKERAGE, LLC
February 13, 2008 - September 9, 2013
PTS BROKERAGE, LLC
April 24, 2006 - January 28, 2008
EQUITABLE ADVISORS, LLC
February 6, 2006 - January 28, 2008
EQUITABLE ADVISORS, LLC
January 17, 2005 - November 3, 2005
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: , 8-65173
Contact information
FINRA licenses (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 106,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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