Thomas O
Professional Summary
Thomas O, who also goes by Sung Hoon O, Thomas Sung Hoon O, Tommy Sung Hoon O, Hoon O Sung, is a registered financial advisor currently at RATIO CAPITAL located in Las Vegas, Nevada. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sung Hoon O, Thomas Sung Hoon O, Tommy Sung Hoon O, Hoon O Sung
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
DBA: RATIO CAPITAL | RATIO FINANCIAL HOLDINGS | RATIO CAPITAL
Contact Information
Main Address
8465 W. Sahara Ave Suite 111-44, Las Vegas, NV 89117Phone Number
(702) 301-6444# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
74AUM (Assets Under Management)
$23,962,999Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/25/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2005About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas O's CRS (Customer Relationship Summary).
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