David D. Leathers
Professional summary
David Duane Leathers is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Kirkland, Washington.
David is registered as a RR (Registered Representative) and started their career in finance in 2005. David has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Duane Leathers's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2020 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 10230 Ne Points Drive Suite 550, Kirkland, WA 98033July 24, 2020 - October 15, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 16, 2005 - November 2, 2015
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2023)
(11/8/2022)
(4/28/2023)
(4/28/2023)
(4/28/2023)
Exams
Series 99TO
Date: 4/18/2023
Operations Professional ExaminationSeries 6TO
Date: 7/24/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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