DM
Debra B. Melvin
IAG WEALTH PARTNERS
Waukesha, WI 53188
Some features on this profile are disabled
CRD#: 4869761
DM
Professional summary
Debra Beverly Melvin is a registered financial advisor currently at IAG WEALTH PARTNERS, LLC located in Waukesha, Wisconsin and LPL FINANCIAL LLC located in Waukesha, Wisconsin.
Debra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Debra has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/23/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/22/2018 - 175 Hours Per Month/175 Hours During Securities Trading - I provide investment advisory services through IAG Wealth Partners, LLC, an independent investment advisor firm. I started this business activity on 5/23/2018. I expect to spend approximately 175 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 5/23/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/22/2018 - 175 Hours Per Month/175 Hours During Securities Trading - I provide investment advisory services through IAG Wealth Partners, LLC, an independent investment advisor firm. I started this business activity on 5/23/2018. I expect to spend approximately 175 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 9/18/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Selling workbook on Amazon - Start Date: 09/04/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Wrote a financial workbook for women. It is called Finding your Worth & Wealth.
CRS (Client Relationship Summary) - RIA
Click below to view Debra Beverly Melvin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2014 - Present
IAG WEALTH PARTNERS, LLC
Office #1: N19 W24200 Riverwood Drive Suite 150, Waukesha, WI 53188RIA
CRD#: 109721
Waukesha, WI
Current
March 20, 2014 - Present
LPL FINANCIAL LLC
Office #1: N19 W24200 Riverwood Dr, #150, Waukesha, WI 53188RIA
BD
CRD#: 6413
Waukesha, WI
Past
October 21, 2011 - March 28, 2014
CEDAR CREEK SECURITIES, INC.
RIA
CRD#: 118498
MILWAUKEE, WI
Past
October 21, 2011 - March 28, 2014
CEDAR CREEK SECURITIES, INC.
BD
CRD#: 118498
MILWAUKEE, WI
Past
June 1, 2009 - November 4, 2011
MORGAN STANLEY
RIA
CRD#: 149777
MILWAUKEE, WI
Past
June 1, 2009 - November 4, 2011
MORGAN STANLEY
BD
CRD#: 149777
MILWAUKEE, WI
Past
January 1, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
MILWAUKEE, WI
Past
November 2, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IAG WEALTH PARTNERS, LLC
IAG WEALTH PARTNERS, LLC | INVESTORS ADVISORY GROUP, LLC | INVESTORS ADVISORY GROUP, INC
CRD#: 109721 / SEC#: 801-70404
RIA
Registered Investment Advisory firm - (7/28/2009 Approved)California
Registered Investment Advisory firm - (8/12/2009 Terminated)Wisconsin
Registered Investment Advisory firm - (8/12/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/20/2014)
RR
Florida(10/3/2024)
RR
Illinois(3/20/2014)
RR
Indiana(3/9/2022)
RR
Minnesota(6/11/2024)
RR
Nevada(2/3/2021)
RR
New York(4/4/2014)
RR
Ohio(5/5/2022)
RR
Wisconsin(3/20/2014)
IAR
Wisconsin(3/25/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IAG WEALTH PARTNERS, LLC
IAG WEALTH PARTNERS, LLC | INVESTORS ADVISORY GROUP, LLC | INVESTORS ADVISORY GROUP, INC
CRD#: 109721 / SEC#: 801-70404
RIA
Registered Investment Advisory firm - (7/28/2009 Approved)California
Registered Investment Advisory firm - (8/12/2009 Terminated)Wisconsin
Registered Investment Advisory firm - (8/12/2009 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
N19 W24200 Riverwood Drive Suite 150, Waukesha, WI 53188
Mailing Address
Phone number
(262) 446-8150
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,857 |
| AUM (Assets Under Management) | $ 1,585,348,067 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IAG WEALTH PARTNERS, LLC
CRD#: 109721Waukesha, WI 53188TRUST BUT VERIFY
Monitor Debra Melvin
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
