Kathryn E. Shea

CHEZ SHEA LLC

Dover, NH

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CRD#: 4869718

Professional summary

Kathryn Elizabeth Shea, who also goes by Kathryn Elizabeth Ferry, Kathryn Elizabeth Pearson, is a registered financial advisor currently at CHEZ SHEA LLC located in Dover, New Hampshire.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kathryn has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathryn Elizabeth Ferry | Kathryn Elizabeth Pearson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Elizabeth Shea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2025 - Present

CHEZ SHEA LLC

RIA

CRD#: 334080

Dover, NH

Past

December 7, 2004 - September 14, 2023

DAVID WENDELL ASSOCIATES, INC.

RIA

CRD#: 106664

PORTSMOUTH, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(2/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2004

Uniform Investment Adviser Law Examination

Current Firm

CHEZ SHEA LLC

CRD#: 334080 / SEC#:

New Hampshire

Registered Investment Advisory firm - (2/7/2025 Approved)

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Contact information

Main Address

Dover, NH

Mailing Address

Phone number

(603) 502-1242

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathryn E. Shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Elizabeth Shea's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHEZ SHEA LLC

DAVID WENDELL ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2004

Current Firm

CHEZ SHEA LLC

Contact information

Documents

Red Flags

Company Information

CHEZ SHEA LLC

TRUST BUT VERIFY

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