Karen E. Stay

KURE ADVISORY

Plymouth, MN 55446

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CRD#: 4869529

Professional summary

Karen Elizabeth Stay, who also goes by Karen Elizabeth Shallman, is a registered financial advisor currently at KURE ADVISORY, LLC located in Plymouth, Minnesota.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Karen has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Elizabeth Shallman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Capital Asset Advisory Services; Investment Related; Start Date: 08/25/2017; 10 hours per month (10 hrs/month during trading hours); Haslett, MI;Investment Adviser Representive; Investment advice; 2) Income Planning Group; Investment Related; Start Date 09/01/2004; 160 hours per month (160 hrs/month during trading hours) Plymouth, MN; Employee; finanical planning and wealth management services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Elizabeth Stay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2021 - Present

KURE ADVISORY, LLC

Office #1: 15600 36th Ave N S Suite 200, Plymouth, MN 55446

RIA

CRD#: 311320

Plymouth, MN

Past

November 8, 2017 - July 9, 2022

CG ADVISORY SERVICES

RIA

CRD#: 110929

Plymouth, MN

Past

August 25, 2017 - December 31, 2020

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

Plymouth, MN

Past

May 1, 2015 - August 29, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

PLYMOUTH, MN

Past

April 17, 2009 - May 4, 2015

INVEST FINANCIAL CORPORATION

CRD#: 12984

PLYMOUTH, MN

Past

November 8, 2005 - April 15, 2009

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

PLYMOUTH, MN

Past

May 23, 2005 - November 8, 2005

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

October 26, 2004 - March 10, 2005

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KURE ADVISORY, LLC

INCOME PLANNING GROUP, LLC | PRESERVATION WEALTH MANAGEMENT, LLC | POTERACK CAPITAL ADVISORY, INC | KURE ADVISORY, LLC

CRD#: 311320 / SEC#: 801-120058

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2004

General Securities Representative Examination

Current Firm

KURE ADVISORY, LLC

INCOME PLANNING GROUP, LLC | PRESERVATION WEALTH MANAGEMENT, LLC | POTERACK CAPITAL ADVISORY, INC | KURE ADVISORY, LLC

CRD#: 311320 / SEC#: 801-120058

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

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Contact information

Main Address

15600 36th Avenue North Suite 200, Plymouth, MN 55446

Mailing Address

Phone number

(763) 412-3891

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR KURE ADVISORY, LLC (11/5/2025)

Regulatory assets under management

Total Number of Accounts	867
AUM (Assets Under Management)	$ 190,723,496

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen E. Stay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Elizabeth Stay's CRS (Customer Relationship Summary).

Certified licenses

Experience

CG ADVISORY SERVICES

GENEOS WEALTH MANAGEMENT, INC.

WFG INVESTMENTS, INC.

INVEST FINANCIAL CORPORATION

VOYA FINANCIAL ADVISORS, INC.

HARBOUR INVESTMENTS, INC.

USALLIANZ SECURITIES, INC.

Primary Firm SEC Registration

KURE ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2005

SIE

Date: 10/1/2018

Series 7

Date: 10/25/2004

Current Firm

KURE ADVISORY, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KURE ADVISORY, LLC

TRUST BUT VERIFY

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