Diane L. Jochimsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane L. Jochimsen, CFP®, who also goes by Diane L. Jochimsen Ms, Diane Lynn Vanlaarhoven Mrs., was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 2005. Diane had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
May 23, 2017 - April 18, 2024
WHITE RAVEN FINANCIAL
July 15, 2005 - May 23, 2017
KMS FINANCIAL SERVICES, INC.
July 15, 2005 - May 23, 2017
KMS FINANCIAL SERVICES, INC.
March 28, 2005 - August 9, 2005
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 4, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 2, 2005 - August 8, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WHITE RAVEN FINANCIAL
CRD#: 288441 / SEC#:
Contact information
Red Flags
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