Carlos Alfonso Pedroso
Professional Summary
Carlos Alfonso Pedroso, who also goes by Carlos A. Pedroso, is a registered financial advisor currently at SIERRA CAPITAL LLC located in Miami, Florida. Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Carlos has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carlos A. Pedroso
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PANGEA ADVISORS | SIERRA CAPITAL PARTNERS, LLC | SIERRA CAPITAL LLC | PANGEA ASESORES
Contact Information
Main Address
600 Brickell Avenue Ste. 2020, Miami, FL 33131Phone Number
(212) 867-3533# of Employees
8SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
435AUM (Assets Under Management)
$1,612,263,128Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PANGEA ADVISORS | SIERRA CAPITAL PARTNERS, LLC | SIERRA CAPITAL LLC | PANGEA ASESORES
State Registrations and Notice Filings
(5/12/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Carlos Alfonso Pedroso's CRS (Customer Relationship Summary).
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