Jennifer H. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Hannah George, who also goes by Jennifer Hannah Dobbin, Jennifer George, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2004. Jennifer had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2016 - October 3, 2016
TRUIST ADVISORY SERVICES, INC.
December 20, 2013 - September 23, 2016
TRUIST INVESTMENT SERVICES, INC.
December 20, 2013 - September 23, 2016
TRUIST INVESTMENT SERVICES, INC.
November 10, 2011 - December 21, 2013
CETERA INVESTMENT SERVICES LLC
November 7, 2011 - December 21, 2013
CETERA INVESTMENT SERVICES LLC
October 8, 2009 - November 10, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
October 8, 2009 - November 10, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
November 12, 2008 - October 2, 2009
DAVENPORT & COMPANY LLC
November 12, 2008 - October 2, 2009
DAVENPORT & COMPANY LLC
May 21, 2008 - November 10, 2008
WELLS FARGO CLEARING SERVICES, LLC
December 7, 2004 - November 10, 2008
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
