Paul J. Gulledge Iii
Professional Summary
Paul J. Gulledge III, who also goes by Paul J Gulledge, Trey Gulledge, is a registered financial advisor currently at STONEX SECURITIES INC. located in Birmingham, Alabama. Paul is registered as a RR (Registered Representative) and started their career in finance in 2006. Paul has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul J Gulledge, Trey Gulledge
Similar Advisors
NOOR FINANCIAL SERVICES
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT ADVISERS LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NOOR FINANCIAL SERVICES
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT ADVISERS LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
NOOR FINANCIAL SERVICES
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT ADVISERS LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NOOR FINANCIAL SERVICES
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT ADVISERS LLC
Years of Experience
20 years in the financial services industry
Current & Past Employments
Similar Advisors
NOOR FINANCIAL SERVICES
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT ADVISERS LLC
Current Firm
C G MATON FINANCIAL SERVICES , INC. | STONEX WEALTH MANAGEMENT | STONEX SECURITIES INC. | STERNE AGEE FINANCIAL SERVICES, INC. | SOUTHEAST NETWORK EQUITIES GROUP, INC. | SAL FINANCIAL SERVICES, INC. | SA STONE WEALTH MANAGEMENT INC. | INVESTECH CAPITAL CORPORATION | CAPITAL GROWTH MANAGEMENT INC.
Contact Information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243Mailing Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243Phone Number
(800) 292-2411Established
Delaware since 01/22/2002Firm Type
CorporationFiscal Year End
SeptemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | — |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER / CEO | 3037932 |
| SHEA, KEVIN | SECRETARY | 8263627 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
Regulatory Event
9Arbitration
4Similar Advisors
NOOR FINANCIAL SERVICES
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT ADVISERS LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
NOOR FINANCIAL SERVICES
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT ADVISERS LLC
State Registrations and Notice Filings
(12/10/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
NOOR FINANCIAL SERVICES
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT ADVISERS LLC
CRS (Client Relationship Summary) - BD
Click below to view Paul J. Gulledge III's CRS (Customer Relationship Summary).
Similar Advisors
NOOR FINANCIAL SERVICES
J.P. MORGAN SECURITIES LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT ADVISERS LLC
