Theodore C. Schiffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore C Schiffman, who also goes by Theodore Carl Schiffman, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 2004. Theodore had worked at 4 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2019 - February 7, 2025
CITADEL SECURITIES INSTITUTIONAL LLC
December 15, 2017 - February 7, 2025
CITADEL SECURITIES LLC
July 27, 2012 - January 22, 2015
SUSQUEHANNA INVESTMENT GROUP
August 17, 2011 - January 12, 2017
SUSQUEHANNA SECURITIES, LLC
September 29, 2005 - September 6, 2006
SUSQUEHANNA SECURITIES, LLC
October 12, 2004 - September 6, 2006
SUSQUEHANNA INVESTMENT GROUP
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 12/27/2019
General Securities Representative ExaminationSeries 56
Date: 8/16/2011
Proprietary Trader Qualification ExaminationCurrent Firm
CITADEL SECURITIES INSTITUTIONAL LLC
CRD#: 281102 / SEC#: , 8-69663
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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