Suzanne M. Dalebout
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Marie Dalebout, who also goes by Suzanne Marie Cook, Suzanne Marie Fegan, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 2005. Suzanne had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2007 - November 3, 2014
SPC
December 6, 2006 - November 3, 2014
PARKLAND SECURITIES, LLC
February 28, 2005 - December 18, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
February 15, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
February 15, 2005 - December 18, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
