Andrew L. Ehrlich

EHRLICH FINANCIAL GROUP

Laguna Niguel, CA 92677

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CRD#: 4868523

Professional summary

Andrew Lee Ehrlich, CFP®, who also goes by Andy Lee Ehrlich, is a registered financial advisor currently at EHRLICH FINANCIAL GROUP located in Laguna Niguel, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Lee Ehrlich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales. Y. 28202 Cabot Road, Suite 425, Laguna Niguel, CA, 92677. Insurance sales and servicing. Agent. 1 hour per month, all during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Lee Ehrlich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

May 18, 2023 - Present

EHRLICH FINANCIAL GROUP

Office #1: 28202 Cabot Road Suite 425, Laguna Niguel, CA 92677

RIA

CRD#: 325595

Laguna Niguel, CA

Past

May 4, 2007 - May 24, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Laguna Niguel, CA

Past

May 3, 2007 - May 24, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Laguna Niguel, CA

Past

June 24, 2005 - April 30, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SANTA BARBARA, CA

Past

March 25, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 25, 2005 - April 30, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EHRLICH FINANCIAL GROUP

EHRLICH FINANCIAL GROUP | THE EHRLICH GROUP LLC

CRD#: 325595 / SEC#: 801-128007

RIA

Registered Investment Advisory firm - (5/18/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/19/2023)

IAR

Texas
(5/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/2005

General Securities Representative Examination

Current Firm

EHRLICH FINANCIAL GROUP

EHRLICH FINANCIAL GROUP | THE EHRLICH GROUP LLC

CRD#: 325595 / SEC#: 801-128007

RIA

Registered Investment Advisory firm - (5/18/2023 Approved)

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Contact information

Main Address

28202 Cabot Road Suite 425, Laguna Niguel, CA 92677

Mailing Address

Phone number

(949) 342-8852

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (6/23/2025)

Regulatory assets under management

Total Number of Accounts	778
AUM (Assets Under Management)	$ 225,832,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew L. Ehrlich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Lee Ehrlich's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

EHRLICH FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2005

SIE

Date: 10/1/2018

Series 7

Date: 3/23/2005

Current Firm

EHRLICH FINANCIAL GROUP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EHRLICH FINANCIAL GROUP

TRUST BUT VERIFY

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