Andrew Lee Ehrlich
CFP®Professional Summary
Andrew Lee Ehrlich, CFP®, who also goes by Andy Lee Ehrlich, is a registered financial advisor currently at EHRLICH FINANCIAL GROUP located in Laguna Niguel, California. Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andy Lee Ehrlich
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
EHRLICH FINANCIAL GROUP | THE EHRLICH GROUP LLC
Contact Information
Main Address
28202 Cabot Road Suite 425, Laguna Niguel, CA 92677Phone Number
(949) 342-8852# of Employees
5SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
682AUM (Assets Under Management)
$250,145,300Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EHRLICH FINANCIAL GROUP | THE EHRLICH GROUP LLC
State Registrations and Notice Filings
(5/19/2023)
(5/18/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Andrew Lee Ehrlich's CRS (Customer Relationship Summary).
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