BK
Brian P. Keigan
EAGLE STRATEGIES LLC
BLOOMFIELD, CT
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CRD#: 4868285
BK
Professional summary
Brian Paul Keigan, who also goes by Brian Keigan, Brian P Keigan, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bloomfield, Connecticut and NYLIFE SECURITIES LLC located in Bloomfield, Connecticut.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Keigan | Brian P Keigan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF EXECUTIVE FINANCIAL SOLUTIONS GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; OWNER; BLOOMFIELD, CT; START DATE: 07/2021] [OPERATING UNDER THE DBA NAME OF Ostberg & Associates Financial Services and Insurance FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; NORTHAMPTON MA; START DATE: 08/2023]
CRS (Client Relationship Summary) - RIA
Click below to view Brian Paul Keigan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2021 - Present
EAGLE STRATEGIES LLC
Office #2: 351 Pleasant St Suite D, Northampaton, MA 01060-3998RIA
CRD#: 110826
BLOOMFIELD, CT
Current
April 26, 2021 - Present
NYLIFE SECURITIES LLC
Office #2: 351 Pleasant Street Suite D, Northampton, MA 01060BD
CRD#: 5167
BLOOMFIELD, CT
Past
January 3, 2007 - April 9, 2021
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
FARMINGTON, CT
Past
July 8, 2005 - April 9, 2021
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
FARMINGTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/13/2024)
RR
Connecticut(4/28/2021)
IAR
Connecticut(5/25/2021)
RR
Delaware(2/1/2024)
RR
District of Columbia(1/29/2024)
RR
Florida(5/14/2021)
RR
Georgia(9/13/2024)
RR
Illinois(1/31/2024)
RR
Maine(9/6/2024)
RR
Maryland(9/19/2024)
RR
Massachusetts(7/29/2021)
IAR
Massachusetts(10/12/2023)
RR
Michigan(3/25/2022)
RR
New Jersey(5/13/2021)
RR
New York(7/13/2021)
RR
North Carolina(1/25/2024)
RR
Oregon(9/16/2024)
RR
Pennsylvania(9/9/2024)
RR
Rhode Island(1/29/2024)
RR
South Carolina(5/13/2021)
RR
Tennessee(9/13/2024)
RR
Texas(9/12/2024)
RR
Utah(1/25/2024)
RR
Vermont(9/12/2024)
RR
Virginia(9/13/2024)
RR
Washington(9/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
