Philip J. Dipaolo
Professional summary
Philip Joseph Dipaolo is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in Boca Raton, Florida.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2004. Philip has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 3, Series 7, Series 53 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Joseph Dipaolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 2424 No. Federal Highway Stes 307 & 315, Boca Raton, FL 33431August 22, 2008 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
June 6, 2008 - October 9, 2008
TULLETT LIBERTY BROKERAGE INC.
November 12, 2004 - March 6, 2006
BROWN BROTHERS HARRIMAN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
(6/30/2023)
Exams
Series 52TO
Date: 2/1/2023
Municipal Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762Boca Raton, FL 33431TRUST BUT VERIFY
Monitor Philip Dipaolo
Get automatic monthly alerts on:
